by Jesse Anderson, CFA
I recently read an article on the Top 9 Questions Potential Clients Ask Advisors. Having been in many meetings with potential clients, some of these are more common than others. Overall, I thought it was a great list for someone interviewing potential advisors. I’ve never had to sit on the other side of the table in one of these meetings, but these are questions you should ask and answers you should know about your investment advisor. Here are my responses to the top questions:
1. Have you ever been cited by a professional or regulatory governing body for disciplinary reasons?
No. I, as well as all the advisors at Snider Advisors, have never been cited for any disciplinary reason. The scary truth is very rarely am I ever asked this question.
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